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Regulation NMS
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331	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEAmex[removed]July 31, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extensio Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-01 12:04:46 Financial regulation Regulation NMS Securities Exchange Act Self-regulatory organization New York Stock Exchange U.S. Securities and Exchange Commission Economy of the United States United States NYSE Euronext United States Securities and Exchange Commission United States securities law 73rd United States Congress
332	Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection with the Exchange’s Retail Price Improvement Program Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-01-07 17:58:16 Regulation NMS Beta Upsilon Chi Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
333	Goldman, Sachs & Co. lOne New York Plaza Tel: [removed]I New York, New York 10004 Add to Reading List Source URL: www.goldmansachs.com Language: English - Date: 2014-05-15 15:50:42 Finance Financial system United States Securities and Exchange Commission Financial regulation Short selling Broker-dealer Prime brokerage Regulation NMS Short Financial economics Financial markets Financial services
334	“All the News That’s Fit to Print” MONDAY, July 14, 2014 Reprinted With Permission Add to Reading List Source URL: files.parsintl.com Language: English - Date: 2014-07-25 15:59:03 Stock market Finance Securities Trade associations Bonds Securities Industry and Financial Markets Association Regulation NMS Market data U.S. Securities and Exchange Commission Financial economics Financial markets Investment
335	Goldman, Sachs & Co. lOne New York Plaza I New York, New York[removed]Goldman Sachs February 17, 2010 Add to Reading List Source URL: www.goldmansachs.com Language: English - Date: 2014-05-15 15:50:42 Finance Alternative Trading Systems Order Dark liquidity Crossing network Goldman Sachs Regulation NMS Market maker Algorithmic trading Financial markets Financial economics Investment
336	Request for Extension of Exemptive Order Pursuant to Rule 612( c) of Regulation NMS - BATS Y-Exchange Retail Price Improvement Program Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-01-07 18:01:40 Financial economics Investment Finance 73rd United States Congress United States securities law Regulation NMS Order Securities Exchange Act Market maker United States Securities and Exchange Commission Stock market Financial markets
337	Microsoft Word - Comments by Professor James J Angel on exchange symbology plans II.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-17 14:53:47 Economy of the United States Finance Financial markets Abbreviations Ticker symbol Regulation NMS Market data New York Stock Exchange NASDAQ Stock market Financial economics Investment
338	Incoming Letter: Request of First Trust Exchange-Traded Fund VI for Exemptive, Interpretive and/or No-Action Relief from Rule 10b-17 and Rules 101 and 102 of Regulation M promulgated under the Securities Exchange Act of Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-04-01 11:18:07 Investment 73rd United States Congress United States securities law Economy of the United States Regulation NMS NASDAQ Securities Exchange Act Order Market maker United States Securities and Exchange Commission Financial economics Stock market
339	WRITTEN TESTIMONY OF KENNETH C. GRIFFIN FOUNDER AND CHIEF EXECUTIVE OFFICER, CITADEL LLC Add to Reading List Source URL: www.citadelsecurities.com Language: English - Date: 2014-10-21 19:51:24 Investment Flash Crash Payment for order flow Dark liquidity Order Stock market Regulation NMS Market maker Algorithmic trading Financial markets Financial economics Finance
340	Petition for Rulemaking Concerning Market Data Structure Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-02-01 17:55:38 Finance TD Ameritrade Regulation NMS Consolidated Tape Association National market system plan E-Trade Short Market data Financial markets Financial economics Investment

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